Walther MA271 Fall2020 topic17 - Rhea

Fractals

Harry Lee and Camber Boles

Table of Contents
1. Introduction
2. Definition and Characteristics
3. Generating Fractals
4. Examples
5. Applications
6. Further Reading

1. Introduction

Beautiful Image of a fractal

Images of fractals can seem like they are something from outer space with its "infinite complexity" and extraordinary beauty. However, there are fractals all around us in nature that we often take for granted. To put it simply, a fractal is anything that has a smaller version of the whole nested within itself. For example, ferns have their leaves organized in a way that makes it look like the big group of leaves look like the smaller group of leaves which also looks like the even smaller group of leaves. This characteristic is called self-similarity, which is the best-known characteristic of a fractal. This concept isn't new at all. In fact, artists and crafters have incorporated fractal patterns in their art for a long time. However, there is a lot more to fractals than its aesthetics. Because fractals are "infinitely complex," it has a lot of interesting properties that allow scientists and nature to utilize. An example is using fractal dimension to measure the roughness of a surface. Another example is our lungs that use fractal patterns to pack the surface area of a tennis court to allow us to breathe efficiently. While generated fractals are incredibly complex, the math behind generating them is often very simple. Most fractals can be defined by a simple recursive rule and generating the fractal images might only take a few lines of code.

If you want to be introduced to the beautiful world of a fractal without getting too much math involved, here is a great ted talk by Ben Weiss: Fractals: A World in a Grain of Sand.
Here is the link to the app Ben Weiss developed to explore fractals: Frax.

2. Definition and Characteristics

The most commonly used description for fractals is one that Benoit B. Mandelbrot, known as the father of fractals, published in his book, The Fractal Geometry of Nature. He says that a fractal is "a rough or fragmented geometric shape that can be split into parts, each of which is (at least approximately) a reduced-size copy of the whole." Additionally, Mandelbrot is the mathematician who coined the term "fractal" in 1975, and it is derived from the Latin words fractus which means fragmented or broken. Mathematicians do not agree on a single definition, and some mathematicians are against having a strict definition. However, they do agree that there are characteristics common in most fractals that could be used to describe the concept of fractals:

Self-Similarity

If a shape has self-similarity, it means that the whole has exact or approximately the same shape as a smaller part of itself. For example, broccoli is made up of smaller parts that have a similar shape to the whole, and those smaller parts have even smaller parts that have a similar shape. However, you will also notice that the smaller parts of broccoli are not exact copies of the whole broccoli. There are different types of self-similarity and many of them describe cases where the copies are not identical.

Exact self-similarity: The whole and the smaller parts are identical. An example is the Koch Snowflake.
Quasi self-similarity: This means that the shapes are similar but slightly different in some way. In other words, the broccoli would be an example of Quasi self-similarity. Another example in mathematics would be the Mandelbrot set.
Statistical self-similarity: If something has statistical self-similarity, the shape might not necessarily be similar, but the statistical properties of the smaller part are similar to that of the whole. This is the case with most things in the real world with self-similarity, and a well-known example is the coastline of Great Britain.
Multifractal scaling: this is when the fractal or geometry can be characterized by more than one fractal dimension (mentioned later).

Infinitely Detailed

Fractals are infinitely detailed, or in other words, they have infinitely small details. Even if you zoom continuously zoom into a fractal, you will still see smaller and smaller details. In turn, some fractals have emergent properties. A simple way of saying this is that the whole is greater than the sum of its parts. In the context of fractals, this means that the whole fractal might have properties that are independent of the incredibly small detailed parts.

Video of zooming into a fractal

Irregularity

Fractals have irregularities when zoomed in at any scale that make it extremely difficult to be described by Euclidean geometry.

Simple and Recursive Definition

Although fractals seem very complex with infinitely small details, they can often be created with very few lines of code on a computer. This is because they have simple and recursive definitions to create fractals. Recalling recursive form when working with series, recursive means that you are repeatedly applying the same rule, or definition. For example, the Mandelbrot set is defined is created by using the recursive definition, z_n+1 = z_n² + c.

Fractal Dimension

Fractal dimension is a way mathematicians use to characterize fractal patterns. Fractal dimensions are complex, and will only be briefly talked about here, but the video below gives an excellent explanation of what it is and how it can be calculated. When thinking of fractal dimensions, do not think of it in the context of the three dimensions you know, as something new. For simple shapes like a line, a square, or a box, it is easy to see define the relationship between itself, and a scaled version of itself. For example, if a line, a square, and a cube were scaled by one-half, the length of the smaller line would be one-half of the original, the area of the smaller square would be one-fourth of the original, and the volume of the smaller cube would be one-eight of the original. Similarly, fractals are made up of smaller parts of themselves. For example, the Sierpiński triangle is made up of three smaller Sierpiński triangles that have the side lengths scaled by one-half. However, there is no measurement, like length, area, or volume, that we can say is one-third of the original. For the sake of understanding, if we imagined that these are made of concrete material such as metal, we would use mass instead of length, area, or volume for the three simple shapes, and we could say that the mass of the smaller Sierpiński triangles earlier is one-third of the original.

For the three simple shapes, the mass scale factors are the power of the initial scale factor of one-half. These powers would turn out to be one for the line, two for the square, and three for the cube. Therefore, if this power was calculated for the Sierpiński Triangle, it would be about 1.585, which is its fractal dimension. So, as a way to "measure" or characterize fractal patterns, mathematicians created fractal dimension and another way to think about it is the quantitative measurement of roughness. While this gives you an idea of fractal dimensions, this explanation relies on having exact self-similarity which is often not the case of fractals and application in the real world. Therefore, there is a lot more to fractal dimensions and how they are calculated.

Here is a great video to understand fractal dimension and how it can be calculated: Fractal Dimension Explanation.

The last common characteristic of fractals is having a fractal dimension that is greater than its topological dimension. To briefly explain topological dimension, it is the dimension of the object that could be used to separate the original object into two parts. For example, the topological dimension of a line segment is one since it can be split with a point, which is 1-dimensional. Additionally, the topological dimension remains the same for homeomorphisms, or one-to-one transformations. Therefore, any shape that can be made using a piece of wire would have the topological dimension of one since they can all be transformed into another. Going back to fractals, the characteristic of having a fractal dimension greater than its topological dimension is true for most fractals, with the exception of space-filling curves such as the Hilbert curve.

3. Generating Fractals

There are many methods to generate fractals, but three of the more commonly used are escape-time fractals, iterated function systems, and random fractals.

Escape-time Fractals

This type of generating fractals is using a recurrence relation at each point in space, such as a complex plane. Some fractals that can be generated using this method are the Mandelbrot set, Julia set, Burning Ship fractal, Nova fractal, and Lyapunov fractal.

If we look at the Mandelbrot set as an example, it uses the recurrence relation, z_n+1 = z_n² + c, where c is each point on a complex plane and z starts at 0.

z₀=0	z₀=1	z₀=-1	z₀=2+3i
z₁=0²+0=0	z₁=0²+1=1	z₁=0²+(-1)=-1	z₁=0²+(2+3i)=2+3i
z₂=0²+0=0	z₂=1²+1=2	z₂=(-1)²+(-1)=0	z₂=(2+3i)²+(2+3i)=-3+15i
z₃=0²+0=0	z₃=2²+1=5	z₃=0²+(-1)=-1	z₃=(-3+15i)²+(2+3i)=-214-87i
z₄=0²+0=0	z₄=5²+1=26	z₄=(-1)²+(-1)=0	z₄=(-214-87i)²+(2+3i)=38229+37239i
z₅=...	z₅=...	z₅=...	z₅=...

Using a couple of test cases above, we can see that as we iterate a given point, the result either stays relatively close to 0 (less than or equal to 2 in the case of the Mandelbrot set) or diverges to infinity or negative infinity. For example, for z₀=0 and z₀=-1, remained close to 0, while z₀=1 and z₀=2-3i diverged. The Mandelbrot set is the set of complex numbers for which does not result in divergence but remains bounded. When the Mandelbrot set is colored in with black, that is what creates the beautiful fractal image. However, fractal images like the one below often have multiple colors, and the different colors, especially at the border, are representing how easily divergence can be determined. In other words, it usually relies on the number of iteration it takes before divergence can be determined.

Mandelbrot_set

Here is a great video from Numberphile explaining the recurrence relation in the Mandelbrot set: Recurrence Relation of the Mandelbrot Set.

Iterated Function Systems

Iterated function systems use fixed geometry replacement rules, either stochastic or deterministic, to create fractals. Some Examples are Koch Snowflake, Cantor set, Haferman carpet, Sierpinski carpet, Sierpinski triangle, Peano curve, Harter-Heighway dragon curve, T-square, and Menger sponge.

Images: Koch Snowflake Progression and Koch Snowflake Animation

The images above show the generation of the Koch curve and snowflake (each side of the Koch snowflake is a Koch curve) using the iterated function systems method. The initial shape is an equilateral triangle. The middle third of each side is then taken out and replaced with two line segments that are equal length with the remaining line segments of the side. Then this is repeated again and again with the resulting smaller sides to create the Koch snowflake.

Deterministic means that everything is determined from the beginning. There is no randomness, and the exact fractal can be generated multiple times. On the contrary, stochastic means that there is randomness. The characteristics of a fractal are determined by chance, thus the same fractal can not be produced twice. Without going into too much detail, the deterministic iterated function systems result in fractals like the previous example. On the other hand, using fixed geometry replacement rules that are stochastic, can be thought of as introducing another parameter that is random. This results in a different fractal for every change in the new parameter. This could result in fractals that seem to be "blowing in the wind."

Random Koch Curve

A simple example of how randomness can be introduced to iterated function systems is by randomly changing the direction of the vertex points on every replacement that happens on the Koch curve. For example, if flipping a coin was providing randomness, the coin landing head could mean the vertex points outwards while landing tails could mean the vertex points inwards.
A more detailed explanation of the random Koch curve: Random Koch Curve.

Random Fractals

Random Fractals are fractals that use stochastic rules, which simply means that each iteration is random. Some examples are Lévy flight, percolation clusters, self avoiding walks, fractal landscapes, and trajectories of Brownian motion and the Brownian tree such as dendritic fractals.

Fractal Landscape

While the iterated function system fractals can be generated with some random component mixed in, such as the random Koch curve described above, some might say that it is not truly random because of the geometry replacement rules that are deterministic. Nonetheless, any fractal generated using a stochastic rule is considered a random fractal, including the stochastic iterated function system shown above. This method of generating fractals cannot create an identical fractal twice. Incorporating randomness into the generation of fractals allow modeling and simulation of natural forms, the Brownian tree modeling growth of a natural tree and fractal landscapes being able to generate random landscapes like mountains.

4. Examples

In Nature

From spirals in sea shells, branching of trees and lightening, to many other repeating organic shapes in broccoli or fern, fractals can be found all around in nature. Here are just a few examples.

Sea shell:

Romanescu

Snowflake

Coastline

Lightening

Dendritic Copper Crystals

Dendritic Copper Crystals

Angelica Flowerhead

Angelica flowerhead

Ferns Ferns are a clear example of self-similar fractals in nature. Each frond of a fern has fronds of its own. Similarly, by taking several copies of one fern, one is able to create a larger version of itself.

Coastlines The coastline of Britain is a classic example of a fractal in nature that is not self-similar. 3blue1brown has an excellent video about determining the fractal dimension that it is, and also explains how fractal dimensions can be viewed as a measure of complexity, and how more jagged edges lean closer towards two dimensions. Ultimately, the more space-filling a curve is, the closer to two dimensions it becomes, and the more crinkled a surface becomes, the closer to three dimensions it is.

Many more examples of fractals in nature.

In Mathematics

Cantor Set

Koch Curve/Snowflake

Menger sponge

Sierpiński Triangle/Carpet

Mandelbrot Set and the Logistic Map

Mandelbrot set and logistic map animation [1]

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The logistic map is a model of population growth over time - doubling to a certain extent, but once it passes a point in time, the growth becomes wildly unpredictable and chaotic. It is one of the foundations of chaos theory because of this property. Because of its doubling early on, it tends to resemble the fractal tree in its self-similarity. However, and possibly more importantly, it relates to the Mandelbrot set in that when viewing the Mandelbrot set from the side, it becomes the logistic map.

More interesting details about the Mandelbrot Set:

5. Applications

There are applications of fractals in virtually any field, from engineering and materials science to computer graphics and art.

Fractals in architecture

This is an article exploring the inclusion of natural, fractal elements to potentially strengthen architecture. One of the concepts explored is the idea of a tree-like fractal column, where many joints bear the weight of a platform. Another concept is a crinkled roof, inspired by topologically two-dimensional surfaces, which proved to be stronger than a flat roof.

Fractals in pseudo-random number generation

This article investigates using fractals as a basis for coming up with pseudo-random numbers, a common function in computer programming. Because of the strong relationship between fractals and chaos theory, as well as the simple recursive nature of fractal generation, this showed that the fractal-based pseudo-random number generator not only could generate robust random keys, but the resulting RNG had strong applications in cryptography as well.

Fractals in modeling pandemic spread

This article discusses using fractals and logistic maps as a means of modeling the growth of a pandemic, specifically COVID-19. Instead of using traditional, one-dimensional exponential models, the concept of fractal dimensions allows a more complex outlook on disease spread.

Fractals in computer-generated graphics

This website discusses a very interesting application of the aesthetic component of fractals - computer-generated graphics. In many modern animations and video games, a realistic portrayal of nature is called for. However, this is near-impossible to render realistically using vector graphics and difficult to render with good resolution with raster graphics. By using fractal graphics, which already are so common in the natural world and also have very simple recursive means of generation, objects in nature such as grass, rocks, and trees can be effectively rendered.

6. Further Reading

There are a lot of links throughout the reading to learn more about a specific topic These will be ones that did not fit above but is either helpful or interesting.