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The 2000 election and what it should teach us

A team project for MA279, Fall 2013

Team members: S. Butts, H. Guo, D. Koishybayev, S. Lemmon



Introduction

Presidential election of 2000 has one of the close election results in the U.S. history. In this contest, Republican candidate George W. Bush won 47.9% popular vote, while the Democratic candidate Al Gore got 48.4%. Although failing to win the plurality of the popular vote, George W. Bush still won the election with more electoral votes. Election results hinged on Florida, where a major recount dispute took place. However, the United States Supreme Court called off the recount eventually, and the result was in favor of George W. Bush and brought him the final victory. However, later studies have conflicting opinions on who would have won had the recount in Florida had been allowed to proceed.

Overview of the Presidential Election in 2000

George W. Bush managed to carry the Southern states by comfortable margins, and also swept most of the Midwestern states, as well as Ohio, Alaska, and Indiana. Al Gore, on the other hand, secured wins in most of the Upper Midwest, the Pacific Coast, the Northeastern United States, and Hawaii, as well. The results in a handful of small-to-medium sized states were extremely close. In fact, there were more than 5 states (6 states in total, including Florida, New Mexico, Wisconsin, Iowa, Oregon, and New Hampshire) where the margin of victory was less than 2 percent. However, it was the state of Florida that would determine the winner of the election. As the final national results were tallied, Bush had won a total of 246 electoral votes, while Gore had won 255 votes. Since there were 538 electoral votes of the Electoral College, 270 votes were needed to win. Although New Mexico and Oregon were still too close to call, their electoral votes (5 electoral votes for New Mexico and 7 electoral votes for Oregon) were not enough to bring either candidate the final victory. Therefore, 25 electoral votes from Florida became the key to the election win. Because of the process of counting and then recounting Florida's presidential ballots, the outcome of the election was not known for more than a month after the balloting ended.

Data: States where the margin of victory was less than 2%:

Florida, 0.0092%

New Mexico, 0.06%

Wisconsin, 0.22%

Iowa, 0.31%

Oregon, 0.44%

New Hampshire, 1.27%

Source: U.S. Government document [5]


Counting Methods

In chapter 1 we have learned several counting methods. Although all these methods look fair, they may produce completely different results in some situation. Therefore, the study of these methods can help us better understand the result of presidential election of 2000.

The plurality method

The plurality method is the most commonly used method to find a winner. In plurality method, only the first-place vote is considered, and the candidate with most first-place votes wins. The plurality method is actually the method used in the presidential election in the United States. The major advantage for plurality method is that it satisfies the majority criterion, which claims that the majority candidate (the candidate winning majority of first-place votes) should be the winner of the election.

However, the plurality method does have drawback. Since the plurality method never takes the voter’s preference on all other candidates into account, it violates Condorcet criterion, which means that even if the candidate is preferred over each of the other candidates in the head-to-head comparison, this candidate may still not win in the election.

The Borda count method

The Borda count method, unlike the plurality method, utilizes more information from the ballot by assigning points to each place on a ballot. In an election with n candidates, we give 1 point for the last place, 2 points for second last place, and so on, so each first-place vote earns the candidate N points. Eventually, the candidate with the highest points becomes the winner. This method looks like a perfectly fair method, for it takes into account all the information on the ballot, and the winner is the candidate with the highest average ranking. However, the method violates both the majority criterion and Condorcet criterion.

The plurality-with-elimination method

The plurality-with-elimination method, also known as instant runoff method, is an efficient way to conduct a runoff election. To apply this method, we need to use preference ballots instead of just the first-place vote. After the first-place votes for each candidate is determined, the candidate with the fewest votes will be eliminated from the election, as well as all from the preference schedules. This process will continue until there is only one candidate remaining, who becomes the winner of this election. ,

Although the plurality-with-elimination method satisfies the majority criterion, it violates the Condorcet criterion, as well as monotonicity criterion, which states that the winner of the election should remain the same as the long as the changes of the ballots still favors the winner. However, despite its flaws, the plurality-with-elimination method is a popular method and is used in many elections.

The method of pairwise comparisons

One method that does not violate Condorcet criterion is the method of pairwise comparisons. In a pairwise comparison, which is a head-to-head match between two candidates, each votes goes to one candidate if this candidate ranked higher than another one on this vote. The candidate with more votes is the winner of this pairwise comparison. The winner gets one point and the loser gets none, and both gets 1/2 points if there is a tie. Once all the pairwise comparisons are done, the candidates with the most points wins. Besides Condorcet criterion, this method also preserves majority criterion, as well as monotonicity criterion. However, it violates the independence-of-irrelevant-alternatives criterion, which asserts that the winner should not change while a non-winning candidate withdraws.

Extended Ranking methods and recursive ranking methods

Each of the above methods has a corresponding extended ranking method and a recursive ranking method. The extended ranking method will just run the corresponding method once and rank each candidate based on points earned. The recursive ranking method, in the contrast, first run the corresponding method to determine winner as the first place, and eliminate the winner from the election, and run this method again to get another winner to be the second place, and so on, until all the candidates are ranked.


Electoral Vote versus Popular Vote

In the United States, although citizens vote directly for their chosen candidate in the presidential election, the institution called the Electoral College officially elects the President and Vice President. However, the members of Electoral College, also known as “electors”, are actually chosen by the popular vote. With such setting, it is possible that the candidate wins the popular vote but loss the presidential election because of the electoral vote.

There are 538 total electors in the Electoral College, which are distributed to each state and the District of Columbia based on Census. The distribution of electoral vote to which each state and D.C. was entitled for 2000 election can be found in the following map:

The distribution of electoral vote in 2000 election (Author: Nkocharh[1] Original file [2])


In all states except Nebraska and Maine, electors are awarded on a winner-take-all basis. That means when George W. Bush won Florida with only several hundred popular vote surplus (0.0045% of national total), he won all 25 electoral votes for Florida, which is a big number of electoral votes.


What if Scenario

Candidate outcomes based on potential non-absentee recounts in Florida presidential election 2000 (outcome of one particular study)

Review method || Winner || surplus

Review of all ballots statewide (never undertaken)

• Including dimples, optical marks, or overvotes || Gore || by 171

• Fully punched chad and limited marks on optical ballots || Gore || by 115

• Any dimples or optical mark || Gore || by 107

• One corner of chad detached or optical mark || Gore || by 60

Review of limited sets of ballots (initiated but not completed)

• Gore request for recounts of all ballots in Broward, Miami-Dade, Palm Beach, and Volusia counties || Bush || by 225

• Florida Supreme Court of all undervotes statewide || Bush || by 430

• Florida Supreme Court as being implemented by the counties, some of whom refused and some counted overvotes as well as undervote || Bush || by 493

Unofficial recount totals

• Incomplete result when the Supreme Court stayed the recount (December 9, 2000) || Bush || by 154

Certified Result (official final count)

• Recounts included from Volusia and Broward only || Bush || by 53


Reference:

[3] "Electoral Vote vs Popular Vote". Diffen contributors. Diffen LLC, 2013. Web. Sat Nov 30 2013

[4] 2000 Presidential General Election Results

[5] U.S. Government document: 2000 OFFICIAL PRESIDENTIAL GENERAL ELECTION RESULTS

[6] The Electoral College

[7] Florida Recounts Would Have Favored Bush



Back to MA279 Fall 2013

Alumni Liaison

Ph.D. on Applied Mathematics in Aug 2007. Involved on applications of image super-resolution to electron microscopy

Francisco Blanco-Silva